-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Iem/b8RD8CMhdg8a1aVaISmnMXgyBz2zm+HcQV7E0fnaY24uRD9l7GF4BnRB/upZ Fcvs/KDypmsDeSRzCijcZA== 0000897069-02-000101.txt : 20020414 0000897069-02-000101.hdr.sgml : 20020414 ACCESSION NUMBER: 0000897069-02-000101 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSON OUTDOORS INC CENTRAL INDEX KEY: 0000788329 STANDARD INDUSTRIAL CLASSIFICATION: [3949] IRS NUMBER: 391536083 STATE OF INCORPORATION: WI FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39084 FILM NUMBER: 02531859 BUSINESS ADDRESS: STREET 1: 1326 WILLOW RD CITY: STURTEVANT STATE: WI ZIP: 53177 BUSINESS PHONE: 4148841500 MAIL ADDRESS: STREET 1: 1326 WILLOW RD STREET 2: STE400 CITY: STURTEVANT STATE: WI ZIP: 53177 FORMER COMPANY: FORMER CONFORMED NAME: JOHNSON WORLDWIDE ASSOCIATES INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSON SAMUEL C CENTRAL INDEX KEY: 0000917511 IRS NUMBER: 362382580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: J/K MANAGEMENT SERVICES INC STREET 2: 4041 NORTH MAIN ST CITY: RACINE STATE: WI ZIP: 53403 BUSINESS PHONE: 4146312503 MAIL ADDRESS: STREET 1: J/K MANAGEMENT SERVICES INC STREET 2: 4041 NORTH MAIN ST CITY: RACINE STATE: WI ZIP: 53403 SC 13D/A 1 slp214.txt SAMUEL JOHNSON SCHEDULE 13D AMENDMENT NO. 10 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10)* JOHNSON OUTDOORS INC. (Name of Issuer) Class A Common Stock, $.05 par value (Title of Class of Securities) 479254 10 4 (CUSIP Number) Linda L. Sturino, 4041 North Main Street, Racine, Wisconsin 53402 - (262) 260-4046 --------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 14, 2001 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. Seess.240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ----------------------------- ------------------------- CUSIP No. 479254 10 4 Page 2 of 7 Pages - ----------------------------- ------------------------- =========== ==================================================================== 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only) Samuel C. Johnson - ----------- -------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - ----------- -------------------------------------------------------------------- 3 SEC USE ONLY - ----------- -------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable - ----------- -------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| Not Applicable - ----------- -------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - --------------------------- --------- ------------------------------------------ 7 SOLE VOTING POWER NUMBER OF 2,471,517(1)(2) SHARES --------- ------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 1,135,330(1) EACH --------- ------------------------------------------ 9 SOLE DISPOSITIVE POWER REPORTING 2,471,517(1)(2) PERSON --------- ------------------------------------------ WITH 10 SHARED DISPOSITIVE POWER 1,135,330(1) - ----------- -------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,606,847(1)(2) - ----------- -------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| Not Applicable - ----------- -------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 44.1% - ----------- -------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN =========== ==================================================================== *SEE INSTRUCTIONS BEFORE FILLING OUT! (1) Takes into account shares of Class B Common Stock beneficially owned by the reporting person which are convertible into Class A Common Stock on a one share-for-one share basis. (2) Includes options to acquire shares of Class A Common Stock that are exercisable within 60 days. Item 1. Security and Issuer. Class A Common Stock, $.05 par value Johnson Outdoors Inc. 1326 Willow Road Sturtevant, Wisconsin 53177 Item 2. Identity and Background. This statement is being filed by Samuel C. Johnson. Certain information regarding the foregoing person is set forth below. (a)-(b) Name and Business Address Samuel C. Johnson 4041 N. Main Street Racine, Wisconsin 53402 (c) Principal Occupation and Employment None. (d)-(e) During the last five years, the reporting person has not been convicted in a criminal proceeding or been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to federal or state securities laws or finding any violation with respect to such laws. (f) Citizenship United States Item 3. Source and Amount of Funds or Other Consideration. Not applicable. Item 4. Purpose of Transaction. The reporting person has no plans or proposals which relate to or would result in: (a) The acquisition by any person of additional securities of the company, or the disposition of securities of the company; (b) An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the company or any of its subsidiaries; Page 3 of 7 (c) A sale or transfer of a material amount of assets of the company or any of its subsidiaries; (d) Any change in the present board of directors or management of the company, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; (e) Any material change in the present capitalization or dividend policy of the company; (f) Any other material change in the company's business or corporate structure; (g) Changes in the company's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the company by any other person; (h) Causing a class of securities of the company to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; (i) A class of equity securities of the company becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or (j) Any action similar to any of those enumerated above. Item 5. Interest in Securities of the Issuer. (a)-(b) Information concerning the amount and percentage of shares of Class A Common Stock beneficially owned by the reporting person is set forth below:
Percentage of Outstanding Shares Reporting Sole Voting and Shared Voting and Aggregate of Class A Person Dispositive Power Dispositive Power Beneficial Ownership Common Stock ------ ----------------- ----------------- -------------------- ------------ Samuel C. Johnson 2,471,517(1)(2) 1,135,330(1) 3,606,847(1) 44.1%(1)(2)(3) - --------------- (1) Includes shares of Class B Common Stock which are convertible at any time on a one share-for-one share basis into shares of Class A Common Stock. (2) Includes options to acquire shares of Class A Common Stock that are exercisable within 60 days. (3) Based on 6,947,360 shares of Class A Common Stock outstanding on January 31, 2002 and 1,222,729 shares of Class B Common Stock outstanding on January 31, 2002.
Page 4 of 7 Mr. Johnson may be deemed to share voting and dispositive power with respect to certain shares with Imogene P. Johnson, Helen P. Johnson- Leipold, JWA Consolidated, Inc. and Johnson Trust Company. Certain information with respect to such persons is set forth below:
Name and Principal Occupation Name, Address Business Address and Employment and Principal Business Johnson Trust Company Not Applicable Bank and Trust Company 4041 N. Main Street Racine, WI 53402 State of Organization: Wisconsin Imogene P. Johnson None None 4041 N. Main Street Racine, WI 53402 Citizenship: United States Helen P. Johnson-Leipold Chairman and Chief Executive Officer Johnson Outdoors Inc. 4041 N. Main Street 1326 Willow Road Racine, WI 53402 Sturtevant, WI 53177 Citizenship: United States Manufacturer and marketer of recreational products. JWA Consolidated, Inc. Not Applicable Holding company for purposes of owning 4041 N. Main Street stock of Company. Racine, WI 53402 State of Organization: Delaware
During the last five years, none of the above persons has been convicted in a criminal proceeding or has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to federal or state securities laws or finding any violation with respect to such laws. (c) On December 14, 2001, Imogene P. Johnson gifted 250 shares of Class A Common Stock to certain persons. Mr. Johnson and Mrs. Johnson have effected no other transactions during the past 60 days. (d) Not applicable. (e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. See Item 6 in Amendment No. 4 to Schedule 13D filed on August 18, 1997. Page 5 of 7 Item 7. Material to be Filed as Exhibits. Johnson Outdoors Inc. Class B Common Stock Voting Trust [Filed with Amendment No. 4 to Schedule 13D filed on August 18, 1997] Page 6 of 7 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 6, 2002 /s/ Samuel C. Johnson ---------------------------- Samuel C. Johnson Page 7 of 7 Pages -----END PRIVACY-ENHANCED MESSAGE-----